Date authorised
1 April 2013
Companies House
OC309830
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Derby St
    London
    W1J 7AD
    UNITED KINGDOM
    Phone
    +4402070791600
  • Complaints Contact

    6 Derby St
    London
    W1J 7AD
    UNITED KINGDOM
    Phone
    +4402070791600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jianming Ma

    IRN JXM01841

    • CF1 Director (AR) (22 Jan 2024 to 13 May 2025)
  • Jodi Yang

    IRN JXY00044

    • CF30 Customer (since 25 Aug 2021)
  • Jonathan Andrew Rainey

    IRN JXR77269

    • CF1 Director (AR) (19 Jan 2023 to 31 Oct 2023)
    • CF30 Customer (1 May 2020 to 31 Oct 2023)
  • Joshua Butterick

    IRN JXB77272

    • CF30 Customer (1 May 2020 to 31 Dec 2020)
  • Kevin David Yates

    IRN KXY00072

    • CF30 Customer (since 17 Nov 2025)
    • CF4 Partner (AR) (since 17 Nov 2025)
    • [FCA CF] Client dealing (29 Aug 2025 to 1 Apr 2026)
  • Lee Anthony O'Donnell

    IRN LAO01008

    • CF1 Director (AR) (10 May 2021 to 1 Apr 2026)
    • CF30 Customer (10 May 2021 to 1 Apr 2026)
  • Mark Anthony McLornan

    IRN MAM01106

    • CF30 Customer (5 Feb 2014 to 25 Mar 2015)
  • Max Von Doetinchem

    IRN MXV01044

    • CF1 Director (AR) (since 29 Jun 2021)
    • CF30 Customer (since 29 Jun 2021)
  • Michael John Barnes

    IRN MJB01300

    • CF3 Chief Executive (AR) (since 1 May 2020)
    • CF1 Director (AR) (since 1 May 2020)
    • CF30 Customer (since 1 May 2020)
  • Michael Kenneth Staveley

    IRN MKS01020

    • SMF27 Partner (9 Dec 2019 to 26 Jun 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (4 May 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (4 May 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (4 May 2006 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.