James Lobban

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Eden Rock Capital Management LLP
FRN 432999
- CF30 Customer (since 19 May 2024)
- CF1 Director (AR) (since 19 May 2024)
Tatsu Partners Limited
FRN 924635
- (1)Employed By (since 19 May 2024)
Royal Bank of Canada (no longer approved here)
FRN 124783
- [FCA CF] Client dealing (7 Mar 2017 to 10 May 2023)
- [FCA CF] Material risk taker (7 Mar 2017 to 10 May 2023)
- CF30 Customer (31 Mar 2008 to 6 Mar 2016)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF30 Customer (31 Mar 2008 to 6 Mar 2016)
Canadian Imperial Bank of Commerce (no longer approved here)
FRN 141285
- CF30 Customer (1 Nov 2007 to 7 Mar 2008)
- CF21 Investment Adviser (13 Nov 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.