ECI Management Limited

Date authorised
19 October 2018
Companies House
11308989
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    E C I Partners
    Shell Mex House
    80 Strand
    London
    Westminster
    WC2R 0DT
    UNITED KINGDOM
    Phone
    +442076061000
    Web
    https://www.ecipartners.com

  • Complaints Contact

    E C I Partners
    Shell Mex House
    80 Strand
    London
    Westminster
    WC2R 0DT
    UNITED KINGDOM
    Phone
    +442076061000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Private Investment Funds

    Show 1 limitation
    • · The firm must not conduct any designated investment business with retail clients other (or except) than venture capital business.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Andrew Hayhurst

    IRN JAH01247

    • [FCA CF] Client dealing (19 Nov 2021 to 30 Sep 2022)
  • Kenneth William Landsberg

    IRN KWL01008

    • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2020)
    • CF1 Director (19 Oct 2018 to 8 Dec 2019)
  • Mark Daniel Keeley

    IRN MDK01042

    • [FCA CF] Client dealing (17 Nov 2021 to 13 Aug 2025)
  • Paul McCreadie

    IRN PXM02204

    • [FCA CF] Client dealing (since 23 Nov 2021)
  • Philip Shuttleworth

    IRN PXS01481

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Oct 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Oct 2025)
    • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2026)
    • CF11 Money Laundering Reporting (19 Oct 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Oct 2018 to 8 Dec 2019)
    • CF1 Director (19 Oct 2018 to 8 Dec 2019)
  • Richard Antony Chapman

    IRN RAC01132

    • [FCA CF] Client dealing (22 Nov 2021 to 1 Oct 2024)
  • Richard Pearce

    IRN RXP00629

    • [FCA CF] Client dealing (since 24 Jan 2025)
  • Rory Nath

    IRN RXN00256

    • [FCA CF] Client dealing (since 24 Jan 2025)
  • Sean Patrick Whelan

    IRN SPW01057

    • SMF3 Executive Director (since 17 Apr 2024)
    • [FCA CF] Client dealing (since 22 Nov 2021)
    • [FCA CF] Material risk taker (since 22 Nov 2021)
    • CF30 Customer (19 Oct 2018 to 8 Dec 2019)
  • Stephen Jamie Roberts

    IRN SXR00341

    • [FCA CF] Client dealing (since 23 Nov 2021)
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Recent activity

Updates to this firm's record on the FCA register.

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