Philip Shuttleworth

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ECI Partners LLP (no longer approved here)

    FRN 211137

    • [FCA CF] Client dealing (23 Nov 2021 to 1 Feb 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Oct 2025)
    • SMF27 Partner (9 Dec 2019 to 1 Feb 2026)
    • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 May 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 May 2007 to 8 Dec 2019)
    • CF4 Partner (29 Nov 2002 to 8 Dec 2019)
  • ECI Management Limited (no longer approved here)

    FRN 812979

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Oct 2025)
    • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Oct 2025)
    • CF1 Director (19 Oct 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Oct 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Oct 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.