Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
ECI Partners LLP
FRN 211137
- SMF9 Chair of the Governing Body (since 6 Mar 2025)
- [FCA CF] Client dealing (22 Nov 2021 to 1 Sep 2024)
- SMF27 Partner (9 Dec 2019 to 6 Mar 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (29 Nov 2002 to 31 Oct 2007)
- CF4 Partner (29 Nov 2002 to 8 Dec 2019)
-
ECI Management Limited
FRN 812979
- SMF3 Executive Director (since 17 Apr 2024)
- [FCA CF] Material risk taker (since 22 Nov 2021)
- [FCA CF] Client dealing (since 22 Nov 2021)
- CF30 Customer (19 Oct 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.