Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ECI Partners LLP (no longer approved here)

    FRN 211137

    • SMF27 Partner (9 Dec 2019 to 1 Oct 2020)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2014)
    • CF8 Apportionment and Oversight (29 Nov 2002 to 31 Mar 2009)
    • CF3 Chief Executive (29 Nov 2002 to 1 Jul 2013)
    • CF4 Partner (29 Nov 2002 to 8 Dec 2019)
    • CF27 Investment Management (17 May 2002 to 31 Oct 2007)
  • ECI Management Limited (no longer approved here)

    FRN 812979

    • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2020)
    • CF1 Director (19 Oct 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.