Ecclesiastical Financial Advisory Services Limited

• Principal Place of Business

  Benefact House

  2000 Pioneer Avenue

  Gloucester Business Park

  Brockworth

  Gloucester

  Gloucestershire

  GL3 4AW

  UNITED KINGDOM

  Phone

  +443457773322

  Web

  https://www.ecclesiastical.com

• Complaints Contact

  Benefact House

  2000 Pioneer Avenue

  Gloucester Business Park

  Brockworth

  Gloucester

  Gloucestershire

  GL3 4AW

  UNITED KINGDOM

  Phone

  +443457773322

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Kieran John Harper

  IRN KJH01114

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
  • CF22 Investment Adviser (Trainee) (2 Oct 2007 to 31 Oct 2007)
• Liam Cook

  IRN LXC00006

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Lorraine Claire Tanner

  IRN LXT00081

  • SMF17 Money Laundering Reporting Officer (MLRO) (18 Jun 2021 to 11 Nov 2022)
• Malcolm Colin Poole

  IRN MCP00009

  • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
  • CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)
• Mark Christopher John Hews

  IRN MCH01090

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 21 Apr 2020)
  • CF2 Non Executive Director (7 Jul 2009 to 8 Dec 2019)
• Mark Edward Hindley

  IRN MEH01115

  • CF29 Significant management (1 Nov 2007 to 25 Jan 2011)
  • CF16 Significant Mgt (Desgntd Investment Business) (8 Oct 2007 to 31 Oct 2007)
  • Responsible for Insurance Mediation (19 Apr 2006 to 25 Jan 2011)
  • CF17 Significant Mgt (Other Business Operations) (19 Apr 2006 to 31 Oct 2007)
• Mark Goodale

  IRN MXG01174

  • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Mar 2006)
  • Responsible for Insurance Mediation (14 Jan 2005 to 31 Mar 2006)
  • CF2 Non Executive Director (23 Apr 2003 to 21 Mar 2006)
  • CF1 Director (1 Dec 2001 to 23 Apr 2003)
• Mark Williamson

  IRN MXW01820

  • CF30 Customer (1 Jan 2009 to 16 Aug 2012)
• Martin Peter Cookson

  IRN MPC00015

  • CF30 Customer (1 Nov 2007 to 23 Nov 2007)
  • CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)
• Michael Angell

  IRN MXA02896

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (22 Dec 2014 to 8 Dec 2019)

• Ecclesiastical Planning Services Ltd (no longer appointed)

  FRN 738805 · Appointed 1 Mar 2016 · Until 28 Jul 2022

• Leyton Solutions Limited (no longer appointed)

  FRN 511613 · Appointed 1 Dec 2010 · Until 3 Dec 2010

• The Royal Air Forces Association (no longer appointed)

  FRN 429276 · Appointed 28 May 2009 · Until 3 Feb 2015

No changes recorded yet.