Ecclesiastical Financial Advisory Services Limited

• Principal Place of Business

  Benefact House

  2000 Pioneer Avenue

  Gloucester Business Park

  Brockworth

  Gloucester

  Gloucestershire

  GL3 4AW

  UNITED KINGDOM

  Phone

  +443457773322

  Web

  https://www.ecclesiastical.com

• Complaints Contact

  Benefact House

  2000 Pioneer Avenue

  Gloucester Business Park

  Brockworth

  Gloucester

  Gloucestershire

  GL3 4AW

  UNITED KINGDOM

  Phone

  +443457773322

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Michael Howard Tripp

  IRN MHT01032

  • CF8 Apportionment and Oversight (1 Jan 2007 to 31 Mar 2009)
  • CF2 Non Executive Director (1 Jan 2007 to 19 Nov 2010)
• Michael John Brown

  IRN MJB00072

  • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
  • CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)
• Michaela Ann Bond

  IRN MAB00119

  • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
  • CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)
• Paul Anthony Payne

  IRN PAP00006

  • CF21 Investment Adviser (1 Dec 2001 to 14 Sep 2007)
• Richard Aidan Cushion

  IRN RAC01165

  • CF30 Customer (1 Nov 2007 to 29 Aug 2008)
  • CF22 Investment Adviser (Trainee) (2 Oct 2007 to 31 Oct 2007)
• Richard Anthony Wood

  IRN RAW01212

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF1 Chief Executive (since 14 Apr 2020)
  • SMF16 Compliance Oversight (since 15 Mar 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • Responsible for Insurance Mediation (1 Mar 2018 to 30 Sep 2018)
  • CF1 Director (12 Aug 2014 to 8 Dec 2019)
  • CF30 Customer (17 Jan 2012 to 8 Dec 2019)
• Richard Antony Harrison

  IRN RAH01220

  • CF30 Customer (24 May 2012 to 10 Oct 2012)
• Richard Guy Whittington

  IRN RGW00018

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)
• Robert Frank Perry

  IRN RFP00017

  • CF30 Customer (1 Nov 2007 to 31 May 2008)
  • CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)
• Roger Ward Clayton

  IRN RWC01040

  • CF10 Compliance Oversight (1 Dec 2001 to 16 Jun 2011)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 16 Jun 2011)

• Ecclesiastical Planning Services Ltd (no longer appointed)

  FRN 738805 · Appointed 1 Mar 2016 · Until 28 Jul 2022

• Leyton Solutions Limited (no longer appointed)

  FRN 511613 · Appointed 1 Dec 2010 · Until 3 Dec 2010

• The Royal Air Forces Association (no longer appointed)

  FRN 429276 · Appointed 28 May 2009 · Until 3 Feb 2015

No changes recorded yet.