Richard Anthony Wood

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ecclesiastical Financial Advisory Services Limited

    FRN 126123

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF1 Chief Executive (since 14 Apr 2020)
    • SMF16 Compliance Oversight (since 15 Mar 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (1 Mar 2018 to 30 Sep 2018)
    • CF1 Director (12 Aug 2014 to 8 Dec 2019)
    • CF30 Customer (17 Jan 2012 to 8 Dec 2019)
  • ECCLESIASTICAL INSURANCE OFFICE PUBLIC LIMITED COMPANY

    FRN 113848

    • [FCA CF] Significant management (since 10 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.