Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 22 Dec 2014)
    • CF30 Customer (since 22 Dec 2014)
    • Employed By (since 21 Nov 2014)
  • Ecclesiastical Financial Advisory Services Limited (no longer approved here)

    FRN 126123

    • CF30 Customer (1 Jan 2009 to 16 Aug 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.