Date authorised
1 April 2013
Companies House
00998606
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lloyds Banking Group, 33 Old Broad Street
    London
    City Of London
    EC2N 1HZ
    UNITED KINGDOM
    Phone
    +441204803500
  • Complaints Contact

    Lloyds Banking Group, 33 Old Broad Street
    London
    City Of London
    EC2N 1HZ
    UNITED KINGDOM
    Phone
    +441163668681

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy

    Show 1 limitation
    • · The firm is limited to Arranging deals in investments in the rights under the personal pension scheme(s) that it operates.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy

    Show 1 limitation
    • · The firm is limited to making arrangements in investments in the rights under the personal pension scheme(s) that it operates.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Colin Meston

    IRN NCM01031

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (27 Aug 2003 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (27 Aug 2003 to 31 Oct 2007)
  • Nicola Clare Megaw

    IRN NCM01082

    • [FCA CF] Significant management (10 Sep 2021 to 22 Jun 2022)
  • Nicola Jane May

    IRN NXM13710

    • SMF16 Compliance Oversight (9 Dec 2019 to 19 May 2022)
    • CF10 Compliance Oversight (28 Jun 2019 to 8 Dec 2019)
  • Norman MacGregor Watt Anderson

    IRN NMA01015

    • CF10a CASS Oversight function (15 Jul 2015 to 20 Jun 2017)
  • Paul Andrew Abberley

    IRN PAA01030

    • CF3 Chief Executive (9 Dec 2014 to 20 Jun 2017)
    • CF1 Director (9 Dec 2014 to 20 Jun 2017)
  • Paul David Sheehan

    IRN PXS00597

    • [FCA CF] Manager of certification employee (17 Jul 2023 to 2 Aug 2024)
  • Paul Downing

    IRN PXD01176

    • Responsible for Insurance Distribution (9 Apr 2020 to 31 Jan 2022)
    • SMF1 Chief Executive (9 Apr 2020 to 31 Jan 2022)
    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2022)
    • CF1 Director (8 Jan 2018 to 8 Dec 2019)
  • Paul Gerard McNamara

    IRN PXM01872

    • Director of firm who is not a certification employee or a SMF manager (since 2 Sep 2024)
  • Paul McMahon

    IRN PXM01312

    • Director of firm who is not a certification employee or a SMF manager (26 May 2022 to 31 Aug 2024)
  • Peter Anthony Hurst

    IRN PAH01128

    • CF1 Director (27 Aug 2003 to 1 Aug 2011)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.