Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GPIM Limited

    FRN 811340

    • SMF16 Compliance Oversight (since 28 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Jan 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 May 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 4 May 2021)
    • CF11 Money Laundering Reporting (3 Dec 2018 to 8 Dec 2019)
    • CF1 Director (3 Dec 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Dec 2018 to 8 Dec 2019)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF10a CASS Oversight function (6 Nov 2018 to 30 Nov 2018)
    • CF1 Director (AR) (24 Apr 2018 to 30 Nov 2018)
  • EBS Pensions Limited (no longer approved here)

    FRN 134908

    • CF10a CASS Oversight function (15 Jul 2015 to 20 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

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