Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GPIM Limited
FRN 811340
- SMF16 Compliance Oversight (since 28 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Jan 2025)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 May 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 4 May 2021)
- CF11 Money Laundering Reporting (3 Dec 2018 to 8 Dec 2019)
- CF1 Director (3 Dec 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (3 Dec 2018 to 8 Dec 2019)
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- CF10a CASS Oversight function (6 Nov 2018 to 30 Nov 2018)
- CF1 Director (AR) (24 Apr 2018 to 30 Nov 2018)
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- CF10a CASS Oversight function (15 Jul 2015 to 20 Jun 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.