Date authorised
1 April 2013
Companies House
00998606
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lloyds Banking Group, 33 Old Broad Street
    London
    City Of London
    EC2N 1HZ
    UNITED KINGDOM
    Phone
    +441204803500
  • Complaints Contact

    Lloyds Banking Group, 33 Old Broad Street
    London
    City Of London
    EC2N 1HZ
    UNITED KINGDOM
    Phone
    +441163668681

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy

    Show 1 limitation
    • · The firm is limited to Arranging deals in investments in the rights under the personal pension scheme(s) that it operates.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy

    Show 1 limitation
    • · The firm is limited to making arrangements in investments in the rights under the personal pension scheme(s) that it operates.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lisa-Ann Cordy

    IRN LXC01392

    • [FCA CF] Manager of certification employee (31 Jan 2021 to 28 Jan 2022)
    • [FCA CF] Functions requiring qualifications (31 Jan 2021 to 15 Feb 2023)
  • Louisa Barbara Mary King

    IRN LBE00004

    • SMF16 Compliance Oversight (since 1 Sep 2024)
  • Lup Dak Andrew Woo

    IRN LXW00173

    • [FCA CF] Functions requiring qualifications (31 Jan 2021 to 15 Feb 2023)
  • Maria Carmen Herrero Bullich

    IRN MXH00052

    • [FCA CF] Material risk taker (since 30 May 2025)
  • Mary Helen Trussell

    IRN MXT00419

    • Director of firm who is not a certification employee or a SMF manager (since 7 Jul 2025)
  • Matthew Brian Tyler

    IRN MXT00220

    • [FCA CF] Significant management (31 Jan 2021 to 31 Jan 2022)
  • Matthew Hilmar Cuhls

    IRN MHC01050

    • Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2024)
  • Matthew Hughie Grayson

    IRN MXG00291

    • [FCA CF] Functions requiring qualifications (31 Jan 2021 to 15 Feb 2023)
  • Matthew Robinson

    IRN MXR00644

    • [FCA CF] Manager of certification employee (11 Nov 2022 to 21 Feb 2024)
    • [FCA CF] Significant management (11 Nov 2022 to 31 May 2024)
    • [FCA CF] Material risk taker (11 Nov 2022 to 31 May 2024)
  • Michael Raymond Ian Lilwall

    IRN MRL01044

    • CF1 Director (4 Sep 2003 to 20 Jun 2017)
    • CF8 Apportionment and Oversight (4 Sep 2003 to 16 Mar 2009)
    • CF3 Chief Executive (4 Sep 2003 to 16 Jan 2015)

Recent activity

Updates to this firm's record on the FCA register.

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