Eaton Vance Advisers International Ltd

• Principal Place of Business

  Eaton Vance

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442074258000

  Web

  https://www.eatonvance.com

• Complaints Contact

  Eaton Vance

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442032071793

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aseya Shwani

  IRN AXS05409

  • [FCA CF] Client dealing (since 13 Feb 2025)
• Audrey Sawyer Grant

  IRN AXG00496

  • [FCA CF] Client dealing (since 20 Jun 2023)
  • [FCA CF] Manager of certification employee (since 7 Mar 2023)
  • [FCA CF] Material risk taker (22 Nov 2021 to 1 Sep 2023)
• Barbara Calvi

  IRN BXC90070

  • [FCA CF] Manager of certification employee (4 Jan 2022 to 13 Mar 2026)
  • [FCA CF] Client dealing (4 Jan 2022 to 13 Mar 2026)
• Bradley Powell

  IRN BXP00191

  • [FCA CF] Client dealing (since 23 Aug 2022)
  • [FCA CF] Manager of certification employee (since 23 Aug 2022)
• Chiara Sirani

  IRN CXS00425

  • [FCA CF] Client dealing (10 Oct 2022 to 25 Mar 2026)
• Christopher Dyer

  IRN CMD01077

  • [FCA CF] Client dealing (since 5 Jun 2024)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 23 May 2022)
  • CF1 Director (22 Aug 2017 to 8 Dec 2019)
  • CF30 Customer (22 Aug 2017 to 8 Dec 2019)
• Claus-Dieter Roller

  IRN CXR01138

  • [FCA CF] Material risk taker (10 Dec 2019 to 1 Sep 2023)
  • CF30 Customer (22 Aug 2017 to 5 Dec 2018)
• Clifton Hunt

  IRN CBH01045

  • [FCA CF] Manager of certification employee (7 Mar 2023 to 14 Jul 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 14 Jul 2025)
  • CF30 Customer (22 Aug 2017 to 8 Dec 2019)
• Courtney Graham

  IRN CXG10728

  • [FCA CF] Manager of certification employee (25 Mar 2024 to 4 Feb 2026)
  • [FCA CF] Client dealing (14 Sep 2023 to 4 Feb 2026)
  • [FCA CF] Material risk taker (9 Dec 2019 to 29 Aug 2023)
  • CF30 Customer (11 Mar 2019 to 8 Dec 2019)
• Cyril Legrand

  IRN CXL00196

  • [FCA CF] Material risk taker (16 Nov 2020 to 7 Jun 2021)

No changes recorded yet.