Eaton Vance Advisers International Ltd

• Principal Place of Business

  Eaton Vance

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442074258000

  Web

  https://www.eatonvance.com

• Complaints Contact

  Eaton Vance

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442032071793

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dale Peter MacLennan

  IRN DPM01057

  • [FCA CF] Client dealing (since 20 Apr 2022)
  • [FCA CF] Manager of certification employee (since 20 Apr 2022)
• Danat Abdrakhmanov

  IRN DXA01796

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2022)
  • CF30 Customer (22 Aug 2017 to 8 Dec 2019)
• David Doggett

  IRN DED01038

  • [FCA CF] Client dealing (since 19 Mar 2026)
  • [FCA CF] Manager of certification employee (since 19 Mar 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 Jan 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 3 Jan 2022)
  • CF30 Customer (22 Aug 2017 to 8 Dec 2019)
• Dipen Patel

  IRN DXP02106

  • [FCA CF] Manager of certification employee (since 4 Jan 2022)
  • [FCA CF] Client dealing (since 4 Jan 2022)
• Donal Kinsella

  IRN DXK01561

  • [FCA CF] Client dealing (since 24 Oct 2024)
  • [FCA CF] Manager of certification employee (since 24 Oct 2024)
• Elena Ciampichetti

  IRN EXC01073

  • [FCA CF] Manager of certification employee (4 Jan 2022 to 9 May 2025)
  • [FCA CF] Client dealing (4 Jan 2022 to 9 May 2025)
• Ellen Bridget Mann

  IRN EXM00111

  • [FCA CF] Manager of certification employee (since 7 Mar 2026)
  • [FCA CF] Client dealing (since 14 Aug 2024)
• Ellen Green

  IRN EXG00209

  • [FCA CF] Client dealing (11 Sep 2023 to 1 Mar 2024)
• Erik Manditch

  IRN EXM00348

  • [FCA CF] Client dealing (6 Apr 2023 to 24 Jul 2023)
• Erin Katherine Glenn

  IRN EXG00058

  • [FCA CF] Client dealing (4 Jan 2022 to 16 Nov 2022)

No changes recorded yet.