Courtney Graham

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • [FCA CF] Significant management (25 Mar 2024 to 5 Dec 2024)
    • [FCA CF] Client dealing (14 Sep 2023 to 4 Feb 2026)
    • [FCA CF] Manager of certification employee (28 Jan 2022 to 29 Aug 2023)
  • Eaton Vance Advisers International Ltd (no longer approved here)

    FRN 772389

    • [FCA CF] Manager of certification employee (25 Mar 2024 to 4 Feb 2026)
    • [FCA CF] Client dealing (14 Sep 2023 to 4 Feb 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Aug 2023)
    • CF30 Customer (11 Mar 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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