Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 5 Jun 2024)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 23 May 2022)
    • CF30 Customer (22 Aug 2017 to 8 Dec 2019)
    • CF1 Director (22 Aug 2017 to 8 Dec 2019)
    • [FCA CF] Significant management (since 25 Mar 2024)
    • [FCA CF] Manager of certification employee (since 25 Mar 2024)
  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • CF30 Customer (1 Nov 2007 to 8 Jun 2015)
    • CF27 Investment Management (28 Feb 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.