DWS Alternatives Global Limited

• Principal Place of Business

  45 Cannon Street

  London

  EC4M 5SB

  UNITED KINGDOM

  Phone

  +442075458000

  Web

  https://www.dws.com/en-gb/capabilities/alternatives/

• Complaints Contact

  45 Cannon Street

  London

  United Kingdom

  EC4M 5SB

  UNITED KINGDOM

  Phone

  +442075458000

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sarah-Jayne Rose

  IRN SXR00886

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Dec 2024)
  • SMF16 Compliance Oversight (since 20 Dec 2024)
• Sarvesh Kumar Agrawal

  IRN SKA01031

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2021)
  • CF30 Customer (31 Jul 2019 to 8 Dec 2019)
• Scott Auty

  IRN SXA01362

  • [FCA CF] Manager of certification employee (since 9 Aug 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (17 Jun 2016 to 8 Dec 2019)
  • CF21 Investment Adviser (26 Feb 2007 to 29 Oct 2007)
• Scott Koenig

  IRN SXK02801

  • CF30 Customer (17 Feb 2017 to 6 Jun 2017)
• Sean Patrick Taylor

  IRN SPT01033

  • CF30 Customer (24 Apr 2014 to 17 May 2018)
• Sebastian Meissner

  IRN SBM01076

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2020)
• Sheridan Maxwell Taggart

  IRN SXT00775

  • SMF3 Executive Director (since 18 Jun 2025)
  • [FCA CF] Client dealing (since 28 Feb 2025)
• Sheryl Ilana Baker

  IRN SIB01034

  • CF30 Customer (20 Apr 2018 to 8 Dec 2019)
• Shinil Kumar Balakrishnan

  IRN SKB01063

  • [FCA CF] Client dealing (4 Nov 2020 to 4 Oct 2023)
• Siddhartha Bhattacharyya

  IRN SSB01086

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2020)
  • CF30 Customer (26 Apr 2017 to 8 Dec 2019)

No changes recorded yet.