Scott Auty

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DWS Alternatives Global Limited

    FRN 458997

    • [FCA CF] Manager of certification employee (since 9 Aug 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (17 Jun 2016 to 8 Dec 2019)
    • CF21 Investment Adviser (26 Feb 2007 to 29 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (17 Jul 2006 to 24 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Jan 2006 to 14 Jul 2006)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF23 Corporate Finance Adviser (10 Jan 2003 to 25 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.