Sarvesh Kumar Agrawal

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (20 Jan 2021 to 27 Jun 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Jan 2007 to 31 Oct 2007)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2021)
    • CF30 Customer (13 Apr 2017 to 8 Dec 2019)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2021)
    • CF30 Customer (31 Jul 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.