Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Harbour Buildings
    The Waterfront
    Brierley Hill
    Dudley
    West Midlands
    DY5 1LN
    UNITED KINGDOM
    Phone
    +4401384231414
  • Complaints Contact

    7 Harbour Buildings
    The Waterfront
    Brierley Hill
    Dudley
    West Midlands
    DY5 1LN
    UNITED KINGDOM
    Phone
    +4401384231414

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lisa Talbot

    IRN LXT00300

    • [FCA CF] Significant management (since 1 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2022)
    • [FCA CF] Material risk taker (since 1 Jan 2022)
  • Lorraine Price

    IRN LXB46545

    • [PRA CF] Significant risk taker or Material risk taker (since 15 Jul 2025)
    • [FCA CF] Material risk taker (since 15 Jul 2025)
    • [FCA CF] Significant management (since 15 Jul 2025)
    • SMF24 Chief Operations (5 Dec 2022 to 15 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2021 to 29 Oct 2024)
    • [FCA CF] Material risk taker (3 Mar 2017 to 29 Oct 2024)
  • Lucy Foley

    IRN LXF46546

    • [FCA CF] Material risk taker (1 Nov 2021 to 24 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (3 Mar 2017 to 24 Sep 2024)
  • Martin Begbie Langlands

    IRN MBL01045

    • SMF4 Chief Risk (2 May 2023 to 27 Mar 2024)
    • SMF16 Compliance Oversight (2 May 2023 to 27 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (2 May 2023 to 27 Mar 2024)
  • Megan Price

    IRN MXP46543

    • [FCA CF] Material risk taker (1 Nov 2021 to 4 Jan 2022)
    • [PRA CF] Significant risk taker or Material risk taker (3 Mar 2017 to 4 Jan 2022)
  • Michael Bhopal

    IRN MXB00494

    • SMF2 Chief Finance (since 10 Apr 2025)
  • Michael Edward Hudson

    IRN MEH01092

    • SMF10 Chair of the Risk Committee (since 16 May 2024)
  • Michael Richard Heenan

    IRN MRH01127

    • Responsible for Insurance Mediation (16 Apr 2012 to 6 Jun 2012)
    • CF3 Chief Executive (16 Apr 2012 to 6 Jun 2012)
    • CF10 Compliance Oversight (16 Apr 2012 to 6 Jun 2012)
    • CF1 Director (16 Apr 2012 to 6 Jun 2012)
  • Muzammil Shabudin

    IRN MXS00179

    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Jan 2021 to 27 Jan 2023)
    • SMF16 Compliance Oversight (25 Jan 2021 to 27 Jan 2023)
    • SMF4 Chief Risk (25 Jan 2021 to 27 Jan 2023)
  • Nicole Coll

    IRN NXC01524

    • SMF14 Senior Independent Director (since 28 Sep 2021)
    • SMF11 Chair of the Audit Committee (since 15 Jul 2020)
    • Director of firm who is not a certification employee or a SMF manager (16 Jan 2020 to 3 Jun 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.