Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 7 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Oct 2025)
    • SMF4 Chief Risk (since 7 Oct 2025)
    • SMF4 Chief Risk (since 7 Oct 2025)
    • SMF16 Compliance Oversight (since 7 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Oct 2025)
  • Market Harborough Building Society (no longer approved here)

    FRN 206041

    • SMF16 Compliance Oversight (24 Jul 2024 to 30 Apr 2025)
    • SMF4 Chief Risk (24 Jul 2024 to 30 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Jul 2024 to 30 Apr 2025)
  • Dudley Building Society (no longer approved here)

    FRN 161294

    • SMF4 Chief Risk (2 May 2023 to 27 Mar 2024)
    • SMF16 Compliance Oversight (2 May 2023 to 27 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (2 May 2023 to 27 Mar 2024)
  • Harpenden Building Society (no longer approved here)

    FRN 157260

    • SMF17 Money Laundering Reporting Officer (MLRO) (15 Mar 2020 to 1 Feb 2023)
    • SMF4 Chief Risk (20 Dec 2018 to 1 Feb 2023)
    • SMF16 Compliance Oversight (20 Dec 2018 to 1 Feb 2023)
  • Canada Life Platform Limited (no longer approved here)

    FRN 598800

    • CF10 Compliance Oversight (23 Jun 2015 to 4 Oct 2015)
    • CF11 Money Laundering Reporting (23 Jun 2015 to 4 Oct 2015)

Recent activity

Updates to this individual's record on the FCA register.

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