Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Harbour Buildings
    The Waterfront
    Brierley Hill
    Dudley
    West Midlands
    DY5 1LN
    UNITED KINGDOM
    Phone
    +4401384231414
  • Complaints Contact

    7 Harbour Buildings
    The Waterfront
    Brierley Hill
    Dudley
    West Midlands
    DY5 1LN
    UNITED KINGDOM
    Phone
    +4401384231414

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Oliver Slimm

    IRN OXS46542

    • [FCA CF] Material risk taker (1 Nov 2021 to 6 Jun 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2019 to 6 Jun 2022)
  • Paul Ernest Doona

    IRN PED01053

    • SMF10 Chair of the Risk Committee (1 Dec 2017 to 3 Sep 2019)
    • SMF14 Senior Independent Director (1 Dec 2017 to 16 Jul 2021)
    • SMF11 Chair of the Audit Committee (7 Mar 2016 to 1 Dec 2017)
    • CF2 Non Executive Director (15 Jun 2012 to 6 Mar 2016)
  • Pavandeep Singh Uppal

    IRN PXU78610

    • [PRA CF] Significant risk taker or Material risk taker (5 May 2020 to 31 Oct 2021)
  • Peter John Hubbard

    IRN PJH01249

    • SMF9 Chair of the Governing Body (since 1 Sep 2020)
    • Director of firm who is not a certification employee or a SMF manager (16 Jan 2020 to 16 Jul 2020)
  • Peter Richard Beddows

    IRN PRB01100

    • SMF2 Chief Finance (7 Mar 2016 to 16 Feb 2020)
    • CF10 Compliance Oversight (20 Mar 2015 to 6 Mar 2016)
    • CF1 Director (13 Aug 2013 to 6 Mar 2016)
  • Philip Fellows Hingley

    IRN PFH01027

    • CF2 Non Executive Director (1 Dec 2001 to 18 Jul 2002)
  • Philip Griffiths

    IRN PXG46544

    • [PRA CF] Significant risk taker or Material risk taker (3 Mar 2017 to 9 Oct 2020)
  • Rhian Stevens

    IRN RXS01027

    • [FCA CF] Significant management (1 Nov 2024 to 22 Jan 2026)
    • [FCA CF] Material risk taker (9 Jan 2023 to 1 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (9 Jan 2023 to 1 Nov 2024)
  • Richard Alexander Jones

    IRN RXJ35354

    • SMF2 Chief Finance (2 Jan 2025 to 14 Mar 2025)
  • Richard Balfour

    IRN RXB00943

    • [FCA CF] Significant management (1 Nov 2024 to 21 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (2 Jan 2024 to 21 Oct 2025)
    • [FCA CF] Material risk taker (2 Jan 2024 to 21 Oct 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.