Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Harbour Buildings
    The Waterfront
    Brierley Hill
    Dudley
    West Midlands
    DY5 1LN
    UNITED KINGDOM
    Phone
    +4401384231414
  • Complaints Contact

    7 Harbour Buildings
    The Waterfront
    Brierley Hill
    Dudley
    West Midlands
    DY5 1LN
    UNITED KINGDOM
    Phone
    +4401384231414

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Oliver

    IRN RXO00158

    • [FCA CF] Significant management (since 1 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2024)
    • [FCA CF] Material risk taker (since 1 Nov 2022)
  • Robin Collett

    IRN RXC43528

    • [FCA CF] Manager of certification employee (since 14 Nov 2024)
    • [FCA CF] Significant management (since 1 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Apr 2024)
    • [FCA CF] Material risk taker (8 Apr 2024 to 30 Nov 2024)
  • Samantha Ann Ward

    IRN SXW23605

    • SMF3 Executive Director (31 Jan 2020 to 17 Feb 2023)
  • Samantha Jay Hendley

    IRN SXH01221

    • [FCA CF] Significant management (since 20 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 20 Jan 2026)
  • Samuel Ian Kennedy

    IRN SXK00836

    • [PRA CF] Significant risk taker or Material risk taker (22 Jul 2024 to 30 Nov 2024)
    • [FCA CF] Material risk taker (22 Jul 2024 to 30 Nov 2024)
    • [FCA CF] Significant management (22 Jul 2024 to 30 Nov 2024)
  • Shelly McLaughlin

    IRN SXM04613

    • [PRA CF] Significant risk taker or Material risk taker (since 14 Nov 2024)
    • [FCA CF] Manager of certification employee (14 Nov 2024 to 15 Nov 2024)
    • [FCA CF] Material risk taker (14 Nov 2024 to 15 Nov 2024)
  • Simon Dodd

    IRN SXD00792

    • [PRA CF] Significant risk taker or Material risk taker (8 Apr 2024 to 30 Nov 2024)
    • [FCA CF] Material risk taker (8 Apr 2024 to 30 Nov 2024)
  • Simon Douglas Adams

    IRN SDA01047

    • CF10 Compliance Oversight (6 Aug 2013 to 12 Dec 2014)
  • Stephen Heeley

    IRN SXH47189

    • SMF2 Chief Finance (3 Aug 2021 to 2 Apr 2024)
  • Tariq Khatri

    IRN TXK22849

    • SMF12 Chair of the Remuneration Committee (since 4 Feb 2020)
    • SMF10 Chair of the Risk Committee (16 Oct 2023 to 16 May 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.