Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
StreamBank PLC
FRN 954876
- SMF10 Chair of the Risk Committee (since 20 Nov 2025)
-
Dudley Building Society
FRN 161294
- SMF10 Chair of the Risk Committee (since 16 May 2024)
-
- SMF4 Chief Risk (2 Sep 2020 to 30 Apr 2025)
-
- [FCA CF] Manager of certification employee (9 Sep 2019 to 31 Dec 2019)
- [PRA CF] Significant risk taker or Material risk taker (9 Sep 2019 to 31 Dec 2019)
- SMF16 Compliance Oversight (6 Mar 2018 to 12 Aug 2019)
- SMF4 Chief Risk (7 Mar 2016 to 31 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 19 Mar 2019)
- CF11 Money Laundering Reporting (3 Mar 2015 to 6 Mar 2016)
- CF10 Compliance Oversight (3 Mar 2015 to 8 Jul 2015)
- Responsible for Insurance Mediation (11 Jul 2014 to 11 Jul 2014)
- CF28 Systems and controls (29 Jul 2013 to 6 Mar 2016)
-
- CF11 Money Laundering Reporting (26 Jul 2010 to 28 Mar 2012)
- CF28 Systems and controls (4 May 2010 to 5 Apr 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.