Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • StreamBank PLC

    FRN 954876

    • SMF10 Chair of the Risk Committee (since 20 Nov 2025)
    • SMF10 Chair of the Risk Committee (since 16 May 2024)
  • Cambridge & Counties Bank Limited (no longer approved here)

    FRN 579415

    • SMF4 Chief Risk (2 Sep 2020 to 30 Apr 2025)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Manager of certification employee (9 Sep 2019 to 31 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (9 Sep 2019 to 31 Dec 2019)
    • SMF16 Compliance Oversight (6 Mar 2018 to 12 Aug 2019)
    • SMF4 Chief Risk (7 Mar 2016 to 31 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 19 Mar 2019)
    • CF11 Money Laundering Reporting (3 Mar 2015 to 6 Mar 2016)
    • CF10 Compliance Oversight (3 Mar 2015 to 8 Jul 2015)
    • Responsible for Insurance Mediation (11 Jul 2014 to 11 Jul 2014)
    • CF28 Systems and controls (29 Jul 2013 to 6 Mar 2016)
  • Metro Bank PLC (no longer approved here)

    FRN 488982

    • CF11 Money Laundering Reporting (26 Jul 2010 to 28 Mar 2012)
    • CF28 Systems and controls (4 May 2010 to 5 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

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