Dimensional Fund Advisors Ltd.

• Principal Place of Business

  Dimensional Fund Advisors Ltd.

  20 Triton Street

  Regents Place

  London

  NW1 3BF

  UNITED KINGDOM

  Phone

  +442030333300

  Web

  https://www.dimensional.com

• Complaints Contact

  Dimensional Fund Advisors Ltd.

  20 Triton Street

  Regents Place

  London

  NW1 3BF

  UNITED KINGDOM

  Phone

  +442030333300

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Limited to ICVC box management activities.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Retail Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Edward Bernadotte

  IRN EXB01352

  • CF30 Customer (13 Jun 2008 to 10 May 2010)
• Edward Colston

  IRN EXC00119

  • [FCA CF] Client dealing (9 Dec 2019 to 13 May 2022)
• Edward James Grace

  IRN EJG01060

  • [FCA CF] Manager of certification employee (since 1 Oct 2022)
  • [FCA CF] Client dealing (since 2 Mar 2022)
  • CF30 Customer (3 Jun 2011 to 18 Jul 2018)
• Elliott John George Poole

  IRN EJP01076

  • [FCA CF] Manager of certification employee (since 19 Feb 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (7 Apr 2017 to 8 Dec 2019)
• Emily Pauline Weiss

  IRN EPW01016

  • CF30 Customer (16 Aug 2011 to 8 Dec 2019)
• Eric Geffroy

  IRN EXG00070

  • [FCA CF] Manager of certification employee (since 16 Feb 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Esther Isichei

  IRN EXI17188

  • [FCA CF] Client dealing (9 Dec 2019 to 8 Apr 2022)
  • CF30 Customer (15 Jul 2019 to 8 Dec 2019)
• Federica Merlino

  IRN FXM00153

  • [FCA CF] Client dealing (since 11 Oct 2021)
• Frances Rejane Pauline Ritter

  IRN FRR01002

  • CF30 Customer (12 Dec 2011 to 14 Dec 2018)
• Garrett Quigley

  IRN GXQ01015

  • CF30 Customer (1 Nov 2007 to 2 Jun 2010)
  • CF1 Director (19 Mar 2002 to 2 Jun 2010)
  • CF11 Money Laundering Reporting (19 Mar 2002 to 15 Apr 2005)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.