Dimensional Fund Advisors Ltd.
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Dimensional Fund Advisors Ltd.20 Triton StreetRegents PlaceLondonNW1 3BFUNITED KINGDOM- Phone
- +442030333300
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Complaints Contact
Dimensional Fund Advisors Ltd.20 Triton StreetRegents PlaceLondonNW1 3BFUNITED KINGDOM- Phone
- +442030333300
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Limited to ICVC box management activities.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Retail Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Georg Luka Deekeling
IRN GXD00331
- [FCA CF] Client dealing (11 Jul 2023 to 1 Mar 2024)
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George Segal
IRN GXS00876
- [FCA CF] Client dealing (since 10 Apr 2026)
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Georgina Kate Robertson
IRN GKR01006
- CF30 Customer (1 Nov 2007 to 26 May 2008)
- CF21 Investment Adviser (28 Apr 2005 to 31 Oct 2007)
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Gerard Kieran O'Reilly
IRN GKO01007
- CF1 Director (1 May 2018 to 8 Dec 2019)
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Gulistan Chaudhry
IRN GAC01112
- [FCA CF] Material risk taker (since 10 May 2021)
- [FCA CF] Significant management (since 10 May 2021)
- [FCA CF] Manager of certification employee (10 May 2021 to 8 Dec 2021)
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Hans Wanovits
IRN HXW12168
- [FCA CF] Client dealing (since 9 Dec 2020)
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Harry Bertram Templeton Walker
IRN HBW01017
- CF30 Customer (18 Dec 2012 to 13 Jul 2018)
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Heather Elizabeth Matthews
IRN HEM01013
- CF30 Customer (1 Nov 2007 to 30 Sep 2008)
- CF27 Investment Management (1 Dec 2004 to 31 Oct 2007)
- CF26 Customer Trading (26 Mar 2004 to 18 Nov 2004)
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Hengshan Fu
IRN HXF00041
- [FCA CF] Client dealing (9 Dec 2020 to 22 Oct 2021)
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Howard James Alford
IRN HXA18750
- [FCA CF] Client dealing (since 10 Apr 2026)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.