Date authorised
1 April 2013
Companies House
02569601
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dimensional Fund Advisors Ltd.
    20 Triton Street
    Regents Place
    London
    NW1 3BF
    UNITED KINGDOM
    Phone
    +442030333300
  • Complaints Contact

    Dimensional Fund Advisors Ltd.
    20 Triton Street
    Regents Place
    London
    NW1 3BF
    UNITED KINGDOM
    Phone
    +442030333300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Limited to ICVC box management activities.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Retail Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Georg Luka Deekeling

    IRN GXD00331

    • [FCA CF] Client dealing (11 Jul 2023 to 1 Mar 2024)
  • George Segal

    IRN GXS00876

    • [FCA CF] Client dealing (since 10 Apr 2026)
  • Georgina Kate Robertson

    IRN GKR01006

    • CF30 Customer (1 Nov 2007 to 26 May 2008)
    • CF21 Investment Adviser (28 Apr 2005 to 31 Oct 2007)
  • Gerard Kieran O'Reilly

    IRN GKO01007

    • CF1 Director (1 May 2018 to 8 Dec 2019)
  • Gulistan Chaudhry

    IRN GAC01112

    • [FCA CF] Material risk taker (since 10 May 2021)
    • [FCA CF] Significant management (since 10 May 2021)
    • [FCA CF] Manager of certification employee (10 May 2021 to 8 Dec 2021)
  • Hans Wanovits

    IRN HXW12168

    • [FCA CF] Client dealing (since 9 Dec 2020)
  • Harry Bertram Templeton Walker

    IRN HBW01017

    • CF30 Customer (18 Dec 2012 to 13 Jul 2018)
  • Heather Elizabeth Matthews

    IRN HEM01013

    • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • CF27 Investment Management (1 Dec 2004 to 31 Oct 2007)
    • CF26 Customer Trading (26 Mar 2004 to 18 Nov 2004)
  • Hengshan Fu

    IRN HXF00041

    • [FCA CF] Client dealing (9 Dec 2020 to 22 Oct 2021)
  • Howard James Alford

    IRN HXA18750

    • [FCA CF] Client dealing (since 10 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.