Gulistan Chaudhry

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Dimensional Fund Advisors Ltd.
FRN 150100
- [FCA CF] Material risk taker (since 10 May 2021)
- [FCA CF] Significant management (since 10 May 2021)
- [FCA CF] Manager of certification employee (10 May 2021 to 8 Dec 2021)
Threadneedle Portfolio Services Limited (no longer approved here)
FRN 119174
- [FCA CF] Material risk taker (9 Dec 2019 to 21 Jan 2021)
Threadneedle Asset Management Limited (no longer approved here)
FRN 122194
- [FCA CF] Material risk taker (9 Dec 2019 to 21 Jan 2021)
Threadneedle International Limited (no longer approved here)
FRN 143014
- [FCA CF] Material risk taker (9 Dec 2019 to 21 Jan 2021)
Threadneedle Investment Services Limited (no longer approved here)
FRN 190437
- [FCA CF] Material risk taker (9 Dec 2019 to 21 Jan 2021)
THAMES RIVER CAPITAL LLP (no longer approved here)
FRN 426349
- CF30 Customer (17 Sep 2012 to 28 Jun 2013)
- CF4 Partner (5 Dec 2007 to 19 Oct 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.