Date authorised
1 April 2013
Companies House
OC302881
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 North Audley Street
    London
    W1K 6WE
    UNITED KINGDOM
    Phone
    +442074085200
  • Complaints Contact

    20 North Audley Street
    London
    W1K 6WE
    UNITED KINGDOM
    Phone
    +442074085200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Raymond Singer

    IRN RXS01283

    • CF30 Customer (1 Nov 2007 to 15 Oct 2008)
    • CF27 Investment Management (9 Jun 2006 to 31 Oct 2007)
  • Richard Buchanan Blake

    IRN RXB01288

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Aug 2020)
  • Richard Ettenfield

    IRN RSE01018

    • CF30 Customer (1 Mar 2011 to 10 Apr 2012)
  • Richard Hengest Payne

    IRN RHP01056

    • CF4 Partner (22 Feb 2011 to 10 Apr 2012)
    • CF30 Customer (23 Jan 2008 to 10 Apr 2012)
  • Richard Mark Owen

    IRN RMO01018

    • CF4 Partner (20 Jun 2008 to 17 Aug 2009)
    • CF30 Customer (1 Nov 2007 to 17 Aug 2009)
    • CF27 Investment Management (29 Aug 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (24 Aug 2005 to 29 Aug 2007)
  • Robert Charles Standing

    IRN RCS01039

    • CF30 Customer (1 Nov 2007 to 10 Apr 2012)
    • CF8 Apportionment and Oversight (5 Nov 2003 to 31 Oct 2007)
    • CF3 Chief Executive (5 Nov 2003 to 12 Aug 2013)
    • CF4 Partner (22 Apr 2003 to 12 Aug 2013)
    • CF27 Investment Management (22 Apr 2003 to 31 Oct 2007)
  • Robert John Timothy Hillman

    IRN RJH01304

    • CF30 Customer (1 Jan 2010 to 4 Apr 2014)
    • CF4 Partner (23 Aug 2004 to 4 Apr 2014)
  • Ronald Martin Neumunz

    IRN RMN01032

    • CF27 Investment Management (22 Mar 2007 to 21 Sep 2007)
    • CF21 Investment Adviser (17 Jan 2007 to 22 Mar 2007)
  • Russell Adam Laing Chipperfield

    IRN RAC01111

    • CF30 Customer (1 Nov 2007 to 15 Jul 2010)
    • CF4 Partner (11 Aug 2004 to 15 Jul 2010)
    • CF21 Investment Adviser (26 Mar 2003 to 31 Oct 2007)
  • Samantha Boland

    IRN SXB00490

    • [FCA CF] Client dealing (16 Nov 2020 to 11 Oct 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.