DG Partners LLP

• Principal Place of Business

  20 North Audley Street

  London

  W1K 6WE

  UNITED KINGDOM

  Phone

  +442074085200

  Web

  http://www.dgpartners.co.uk

• Complaints Contact

  20 North Audley Street

  London

  W1K 6WE

  UNITED KINGDOM

  Phone

  +442074085200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sammy Anward Chammas

  IRN SAC01212

  • CF30 Customer (12 Sep 2013 to 19 Nov 2018)
• Samuel Elliott Delboy

  IRN SED01078

  • [FCA CF] Client dealing (9 Dec 2019 to 4 Mar 2022)
  • CF30 Customer (23 Mar 2018 to 8 Dec 2019)
• Scott Douglas Brown

  IRN SDB01066

  • CF30 Customer (1 Nov 2007 to 30 Nov 2009)
  • CF4 Partner (11 Aug 2004 to 30 Nov 2009)
  • CF27 Investment Management (26 Mar 2003 to 31 Oct 2007)
• Sebastian Stewart

  IRN SXS01499

  • [FCA CF] Client dealing (since 21 Jun 2023)
• Shamik Kumar Dhar

  IRN SKD01004

  • CF30 Customer (31 Jan 2008 to 16 Feb 2009)
  • CF4 Partner (21 Aug 2007 to 16 Feb 2009)
• Shamir Pandya

  IRN SXP01307

  • CF30 Customer (1 Nov 2007 to 9 Apr 2010)
  • CF26 Customer Trading (14 Jun 2007 to 31 Oct 2007)
• Sonny Britnell

  IRN SXB20534

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Jan 2023)
  • CF30 Customer (19 Sep 2019 to 8 Dec 2019)
• Stefanel Radu

  IRN SXR01983

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Algorithmic trading (since 9 Dec 2019)
  • CF4 Partner (3 Mar 2014 to 8 Dec 2019)
  • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
• Stephen James Watkins

  IRN SJW01232

  • CF30 Customer (16 Dec 2014 to 30 Nov 2017)
  • CF4 Partner (11 Aug 2004 to 30 Nov 2017)
• Stephen Philip Dyer

  IRN SPD01053

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Mar 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Mar 2023)
  • CF30 Customer (15 Aug 2013 to 6 Sep 2013)

No changes recorded yet.