Stephen James Watkins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CAPSTONE INVESTMENT ADVISORS (UK), LLP (no longer approved here)
FRN 473282
- [FCA CF] Material risk taker (9 Dec 2019 to 12 May 2022)
- CF28 Systems and controls (18 Oct 2018 to 8 Dec 2019)
DG Partners LLP (no longer approved here)
FRN 218913
- CF30 Customer (16 Dec 2014 to 30 Nov 2017)
- CF4 Partner (11 Aug 2004 to 30 Nov 2017)
BH-DG Systematic Trading LLP (no longer approved here)
FRN 540897
- (20)CF4 Partner (1 Sep 2011 to 30 Nov 2017)
- (19)CF30 Customer (1 Sep 2011 to 30 Nov 2017)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2002)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2002)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (19)CF30 Customer at BH-DG Systematic Trading LLP
1 day ago
controlled function added: (20)CF4 Partner at BH-DG Systematic Trading LLP

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.