Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • London Plus Credit Union Limited (no longer approved here)

    FRN 473340

    • CF1 Director (2 May 2012 to 5 Mar 2014)
  • DG Partners LLP (no longer approved here)

    FRN 218913

    • CF4 Partner (20 Jun 2008 to 17 Aug 2009)
    • CF30 Customer (1 Nov 2007 to 17 Aug 2009)
    • CF27 Investment Management (29 Aug 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (24 Aug 2005 to 29 Aug 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (8 Dec 2003 to 28 Jan 2005)
    • CF26 Customer Trading (1 Dec 2001 to 8 Dec 2003)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (8 Dec 2003 to 28 Jan 2005)
    • CF26 Customer Trading (1 Dec 2001 to 8 Dec 2003)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF26 Customer Trading (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.