Deutsche Bank AG

• Principal Place of Business

  21 Moorfields

  London

  EC2Y 9DB

  UNITED KINGDOM

  Phone

  +442075458000

  Web

  https://www.db.com

• Complaints Contact

  21 Moorfields

  London

  EC2Y 9DB

  UNITED KINGDOM

  Phone

  +442075458000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Private Fund Guardian

• Financial Benchmarks

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Carbon Auction Bidding

  For Professional, Retail (Emissions), Emissions Auction Product

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Alasdair Warren

  IRN AJW01293

  • SMF21 EEA Branch Senior Manager (EBSM) (16 Dec 2016 to 15 Jun 2018)
  • [FCA CF] Material risk taker (5 Aug 2016 to 16 Dec 2016)
  • [FCA CF] Client dealing (7 Jul 2016 to 16 Dec 2016)
  • [FCA CF] Significant management (7 Jul 2016 to 16 Dec 2016)
  • [FCA CF] Manager of certification employee (7 Jul 2016 to 16 Dec 2016)
• Alastair Blackman

  IRN ADB01126

  • [FCA CF] Material risk taker (31 Mar 2018 to 9 Sep 2019)
  • [FCA CF] Manager of certification employee (22 Mar 2017 to 11 Jun 2019)
  • [FCA CF] Client dealing (7 Mar 2016 to 11 Jun 2019)
  • CF30 Customer (15 Aug 2014 to 6 Mar 2016)
  • CF21 Investment Adviser (1 Dec 2001 to 4 Jan 2005)
• Alastair Colin Hall

  IRN ACH01134

  • CF30 Customer (21 Jul 2011 to 23 Sep 2014)
• Alastair James Cornish Wooler

  IRN AXW01286

  • CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2005)
• Alastair Macleod Smith

  IRN AMS01271

  • CF30 Customer (1 Nov 2007 to 17 Jun 2011)
  • CF21 Investment Adviser (11 May 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (31 May 2006 to 10 May 2007)
• Alastair Patrick Hamilton Hay

  IRN APH01086

  • CF30 Customer (1 Nov 2007 to 17 Sep 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Alastair Ranald MacDonald

  IRN ARM01116

  • [FCA CF] Manager of certification employee (since 7 Mar 2016)
  • [FCA CF] Client dealing (since 7 Mar 2016)
  • [FCA CF] Material risk taker (since 7 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)
• Alban Mark Emmanuel Miller Mackay

  IRN AMM01223

  • CF30 Customer (1 Nov 2007 to 23 Nov 2015)
  • CF21 Investment Adviser (3 Aug 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (31 Oct 2006 to 2 Aug 2007)
• Alberic De Coulange

  IRN AXD01264

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Albert Atie

  IRN AEA01042

  • [FCA CF] Client dealing (7 Mar 2016 to 1 Apr 2019)
  • CF30 Customer (20 Dec 2011 to 6 Mar 2016)

No changes recorded yet.