Alasdair Warren

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • SMF21 EEA Branch Senior Manager (EBSM) (16 Dec 2016 to 15 Jun 2018)
    • [FCA CF] Material risk taker (5 Aug 2016 to 16 Dec 2016)
    • [FCA CF] Client dealing (7 Jul 2016 to 16 Dec 2016)
    • [FCA CF] Manager of certification employee (7 Jul 2016 to 16 Dec 2016)
    • [FCA CF] Significant management (7 Jul 2016 to 16 Dec 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 7 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.