Alastair Macleod Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tradition (UK) Limited

    FRN 139200

    • [FCA CF] Client dealing (since 9 Feb 2021)
    • CF30 Customer (31 Oct 2011 to 8 Dec 2019)
  • TFS Derivatives Limited

    FRN 197244

    • [FCA CF] Client dealing (since 9 Feb 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 17 Jun 2011)
    • CF21 Investment Adviser (11 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (31 May 2006 to 10 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.