Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (16 Sep 2019 to 18 Feb 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (31 Mar 2018 to 9 Sep 2019)
    • [FCA CF] Manager of certification employee (22 Mar 2017 to 11 Jun 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 11 Jun 2019)
    • CF30 Customer (15 Aug 2014 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 4 Jan 2005)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 2 May 2014)
    • CF21 Investment Adviser (12 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.