Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (16 Sep 2019 to 18 Feb 2020)
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- [FCA CF] Material risk taker (31 Mar 2018 to 9 Sep 2019)
- [FCA CF] Manager of certification employee (22 Mar 2017 to 11 Jun 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 11 Jun 2019)
- CF30 Customer (15 Aug 2014 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 4 Jan 2005)
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- CF30 Customer (1 Nov 2007 to 2 May 2014)
- CF21 Investment Adviser (12 Jan 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.