Dentons Pension Management Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Dentons Pension Management LtdSutton HouseWeyside ParkCatteshall LaneGodalmingSurreyGU7 1XEUNITED KINGDOM- Phone
- +4401483521521
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Complaints Contact
Dentons Pension Management LtdSutton HouseWeyside ParkCatteshall LaneGodalmingSurreyGU7 1XEUNITED KINGDOM- Phone
- +4401483521521
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit
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- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · The firm is limited to delaing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
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Runs Personal Pensions
For Personal pension scheme
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Investment Setup
For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Anthony John Moret
IRN AJM01225
- CF2 Non Executive Director (8 Dec 2011 to 31 Dec 2012)
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David Christopher Holloway
IRN DXH00176
- SMF1 Chief Executive (since 17 Jan 2024)
- Responsible for Insurance Distribution (since 17 Jan 2024)
- SMF3 Executive Director (since 6 Sep 2021)
- SMF16 Compliance Oversight (since 6 Sep 2021)
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David Christopher Wake-Walker
IRN DCW00041
- CF1 Director (6 Apr 2007 to 30 Nov 2011)
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David Mark Fox
IRN DXF09837
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (21 Jan 2019 to 8 Dec 2019)
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Derrick Ian Fowler
IRN DIF00008
- Responsible for Insurance Distribution (6 Apr 2021 to 15 Oct 2021)
- SMF3 Executive Director (9 Dec 2019 to 12 Mar 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 15 Oct 2021)
- CF10 Compliance Oversight (13 Dec 2011 to 8 Dec 2019)
- CF30 Customer (8 Jul 2009 to 8 Dec 2019)
- Responsible for Insurance Mediation (8 Jul 2009 to 30 Sep 2018)
- CF1 Director (6 Apr 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (6 Apr 2007 to 31 Mar 2009)
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Geoffrey Clifford Greenacre
IRN GCG00014
- CF30 Customer (8 Jul 2009 to 31 Aug 2015)
- CF1 Director (6 Apr 2007 to 31 Aug 2015)
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Hannah Berns
IRN HXB00307
- SMF3 Executive Director (since 29 Jan 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jan 2024)
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Ian Stewart
IRN IXS00101
- SMF1 Chief Executive (23 Jun 2021 to 9 Feb 2024)
- Responsibility for MCD Intermediation (11 Jun 2021 to 9 Feb 2024)
- Responsible for Insurance Distribution (11 Jun 2021 to 9 Feb 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Feb 2024)
- SMF3 Executive Director (9 Dec 2019 to 7 Jun 2024)
- CF11 Money Laundering Reporting (15 Dec 2011 to 8 Dec 2019)
- CF30 Customer (8 Jul 2009 to 8 Dec 2019)
- CF1 Director (6 Apr 2007 to 8 Dec 2019)
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James Gardiner Law
IRN JGL00024
- CF30 Customer (8 Jul 2009 to 31 Dec 2014)
- CF10 Compliance Oversight (6 Apr 2007 to 6 Feb 2008)
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Martin Graham Friel
IRN MGF01060
- CF30 Customer (26 Mar 2015 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.