Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (23 Jun 2021 to 2 Feb 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Feb 2024)
- SMF3 Executive Director (9 Dec 2019 to 7 Jun 2024)
- CF1 Director (20 Dec 2011 to 8 Dec 2019)
- CF11 Money Laundering Reporting (15 Dec 2011 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 31 Dec 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- SMF1 Chief Executive (23 Jun 2021 to 9 Feb 2024)
- Responsible for Insurance Distribution (11 Jun 2021 to 9 Feb 2024)
- Responsibility for MCD Intermediation (11 Jun 2021 to 9 Feb 2024)
- SMF3 Executive Director (9 Dec 2019 to 7 Jun 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Feb 2024)
- CF11 Money Laundering Reporting (15 Dec 2011 to 8 Dec 2019)
- CF30 Customer (8 Jul 2009 to 8 Dec 2019)
- CF1 Director (6 Apr 2007 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.