Derrick Ian Fowler

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DENTONS INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194538

    • Responsible for Insurance Distribution (10 Jun 2021 to 15 Oct 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 12 Mar 2021)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 12 Mar 2021)
    • CF10 Compliance Oversight (13 Dec 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (12 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (12 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Dentons Pension Management Limited (no longer approved here)

    FRN 461094

    • Responsible for Insurance Distribution (6 Apr 2021 to 15 Oct 2021)
    • SMF3 Executive Director (9 Dec 2019 to 12 Mar 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Oct 2021)
    • CF10 Compliance Oversight (13 Dec 2011 to 8 Dec 2019)
    • CF30 Customer (8 Jul 2009 to 8 Dec 2019)
    • Responsible for Insurance Mediation (8 Jul 2009 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (6 Apr 2007 to 31 Mar 2009)
    • CF1 Director (6 Apr 2007 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.