James Gardiner Law

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dentons Pension Management Limited (no longer approved here)

    FRN 461094

    • CF30 Customer (8 Jul 2009 to 31 Dec 2014)
    • CF10 Compliance Oversight (6 Apr 2007 to 6 Feb 2008)
  • DENTONS INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194538

    • CF30 Customer (1 Nov 2007 to 6 Mar 2013)
    • CF10 Compliance Oversight (21 Aug 2002 to 6 Feb 2008)
    • CF21 Investment Adviser (21 Aug 2002 to 31 Oct 2007)
    • CF1 Director (21 Aug 2002 to 31 Dec 2014)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.