DBS Bank Limited

• Principal Place of Business

  D B S Bank Ltd., London Branch

  London

  City Of London

  EC2Y 5EA

  UNITED KINGDOM

  Phone

  +4402074896550

  Web

  https://www.dbs.com

• Complaints Contact

  One London Wall

  9th Floor

  London

  EC2Y 5EA

  UNITED KINGDOM

  Phone

  +4402074896550

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manoj Khare

  IRN MXK01069

  • [PRA CF] Significant risk taker or Material risk taker (since 16 Mar 2026)
• Mark Bruce Cherry

  IRN MBC01038

  • [FCA CF] Material risk taker (since 15 Jan 2018)
• Mark Henry Curtis Riley

  IRN MHR01039

  • CF11 Money Laundering Reporting (18 Dec 2007 to 15 Feb 2008)
  • CF10 Compliance Oversight (18 Dec 2007 to 15 Feb 2008)
• Matthew Burns

  IRN MXB00717

  • [FCA CF] Material risk taker (since 1 Sep 2025)
• Maurice Loew

  IRN MXL00701

  • [FCA CF] Material risk taker (since 7 Oct 2024)
• Maxine Larkin Madsen

  IRN MXL01447

  • CF11 Money Laundering Reporting (14 Apr 2012 to 10 Jan 2013)
• Michele Raeanne Ee Woon Ling

  IRN MRL01126

  • CF30 Customer (3 Nov 2011 to 11 Dec 2013)
• Monika Tjia

  IRN MXT01765

  • CF30 Customer (3 Nov 2011 to 20 Mar 2013)
• Nicholas Anthony Jukes

  IRN NAJ01035

  • [FCA CF] Material risk taker (since 1 Jun 2017)
• Paul Anthony Munro

  IRN PAM01137

  • CF30 Customer (1 Nov 2007 to 8 Oct 2014)
  • CF21 Investment Adviser (19 Oct 2006 to 31 Oct 2007)

No changes recorded yet.