Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DBS Bank Limited
FRN 204650
- [FCA CF] Material risk taker (since 15 Jan 2018)
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- SMF22 Other Local Responsibility (26 Oct 2016 to 31 Jan 2017)
- CF30 Customer (14 Jun 2011 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 9 Apr 2010)
- CF21 Investment Adviser (26 Nov 2003 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 9 Apr 2010)
- CF21 Investment Adviser (26 Nov 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.