Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 15 Jan 2018)
  • Australia and New Zealand Banking Group Ltd (no longer approved here)

    FRN 114151

    • SMF22 Other Local Responsibility (26 Oct 2016 to 31 Jan 2017)
    • CF30 Customer (14 Jun 2011 to 6 Mar 2016)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF30 Customer (1 Nov 2007 to 9 Apr 2010)
    • CF21 Investment Adviser (26 Nov 2003 to 31 Oct 2007)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • CF30 Customer (1 Nov 2007 to 9 Apr 2010)
    • CF21 Investment Adviser (26 Nov 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.