DBS Bank Limited

• Principal Place of Business

  D B S Bank Ltd., London Branch

  London

  City Of London

  EC2Y 5EA

  UNITED KINGDOM

  Phone

  +4402074896550

  Web

  https://www.dbs.com

• Complaints Contact

  One London Wall

  9th Floor

  London

  EC2Y 5EA

  UNITED KINGDOM

  Phone

  +4402074896550

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Fraser

  IRN PXF01413

  • SMF22 Other Local Responsibility (since 7 Mar 2016)
  • CF29 Significant management (29 Jan 2016 to 6 Mar 2016)
  • CF30 Customer (9 Mar 2015 to 6 Mar 2016)
• Pauline Hoo

  IRN PXH01810

  • CF30 Customer (3 Nov 2011 to 11 Dec 2013)
• Peter Mark Prior

  IRN PMP01023

  • CF11 Money Laundering Reporting (15 Apr 2003 to 8 Apr 2004)
• Poh Awyong

  IRN PPA01012

  • CF30 Customer (29 May 2012 to 31 Dec 2014)
• Priten Patil

  IRN PXP02016

  • SMF24 Chief Operations (since 1 Mar 2018)
• Qassim Ali Qureshi

  IRN QAQ01001

  • [FCA CF] Material risk taker (since 1 Oct 2019)
• Rahul Marde

  IRN RXM01904

  • [FCA CF] Functions requiring qualifications (1 Dec 2021 to 14 Jul 2024)
• Rebekah Wan Han Chay

  IRN RWC01098

  • CF30 Customer (3 Nov 2011 to 31 Dec 2014)
• Ric Girard Krusemann

  IRN RGK01026

  • CF30 Customer (7 Feb 2014 to 31 Dec 2014)
• Richard Boon Seng Tan

  IRN RBT01035

  • CF11 Money Laundering Reporting (7 Oct 2014 to 12 Jun 2015)

No changes recorded yet.