Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DBS Bank Limited (no longer approved here)

    FRN 204650

    • CF30 Customer (1 Nov 2007 to 8 Oct 2014)
    • CF21 Investment Adviser (19 Oct 2006 to 31 Oct 2007)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF21 Investment Adviser (29 Jan 2004 to 7 Mar 2005)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (29 Jan 2004 to 7 Mar 2005)
  • Bayerische Landesbank (no longer approved here)

    FRN 124916

    • CF21 Investment Adviser (1 Dec 2001 to 25 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.