DAVIES MGA SERVICES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Michael Warren
IRN MIW01011
- CF2 Non Executive Director (AR) (29 May 2019 to 30 Jun 2022)
Michele Mavis Turmore
IRN MXT01483
- Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2020)
Mohammed Tahir Farooqui
IRN MTF01036
- CF3 Chief Executive (AR) (25 Nov 2016 to 22 Oct 2020)
Naomi Louise Collins
IRN NXC00071
- CF4 Partner (AR) (9 Dec 2020 to 22 Jan 2025)
Naoshir Burjor Vachha
IRN NBV01002
- CF2 Non Executive Director (AR) (22 Jan 2019 to 17 Sep 2019)
Navaid Ghazi Farooq
IRN NGF01017
- CF1 Director (AR) (25 Feb 2016 to 24 Mar 2020)
- CF3 Chief Executive (AR) (25 Feb 2016 to 24 Mar 2020)
Neil Crispin Lyndon Prior
IRN NCP01045
- CF1 Director (AR) (6 Mar 2015 to 16 Dec 2020)
- CF3 Chief Executive (AR) (6 Mar 2015 to 16 Dec 2020)
Neil Howard Freeman
IRN NHF01020
- CF1 Director (AR) (22 Jan 2014 to 19 Jun 2015)
Neil Joe Minnich
IRN NJM01223
- CF2 Non Executive Director (AR) (14 Jul 2017 to 1 Oct 2017)
Neil William Carnaffan
IRN NWC01024
- SMF3 Executive Director (9 Dec 2019 to 17 Nov 2022)
- CF2 Non Executive Director (AR) (29 Jul 2014 to 24 Jan 2024)
- CF1 Director (2 Oct 2013 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.