Neil Howard Freeman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Steve Wassell Insurance Management Ltd (no longer approved here)
FRN 231905
- CF1 Director (AR) (15 Feb 2017 to 10 Jan 2018)
Carroll & Partners Limited (no longer approved here)
FRN 310833
- CF1 Director (AR) (30 Aug 2016 to 1 Feb 2017)
DAVIES MGA SERVICES LIMITED (no longer approved here)
FRN 597301
- CF1 Director (AR) (22 Jan 2014 to 19 Jun 2015)
DAVIES BROKING SERVICES LIMITED (no longer approved here)
FRN 486865
- CF1 Director (AR) (18 Sep 2013 to 10 Jan 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.