Steve Wassell Insurance Management Ltd

• Principal Place of Business

  Investment House

  Tamar Street

  Torpoint

  Cornwall

  PL11 2AW

  UNITED KINGDOM

  Phone

  +4401752815766

  Web

  https://www.swimltd.co.uk

• Complaints Contact

  Investment House

  Tamar Street

  Torpoint

  Cornwall

  PL11 2AW

  UNITED KINGDOM

  Phone

  +4401752815766

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice and advice on mortgages, second charge mortgages, BTL and re-mortgages.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• ANDREW HEDGER

  IRN AXH01923

  • CF2 Non Executive Director (AR) (8 Feb 2017 to 10 Jan 2018)
• Andrew James Willoughby

  IRN AJW01195

  • SMF1 Chief Executive (4 Jan 2023 to 12 Jan 2023)
  • CF1 Director (AR) (19 Mar 2021 to 31 Dec 2022)
  • Responsible for Insurance Distribution (19 Mar 2021 to 31 Dec 2022)
• Andy-Jon Hurrell

  IRN AXH02412

  • CF2 Non Executive Director (AR) (9 Mar 2017 to 5 Jun 2017)
• Anthony John Edward Smith

  IRN AJS01661

  • CF3 Chief Executive (AR) (8 Feb 2017 to 10 Jan 2018)
  • CF1 Director (AR) (8 Feb 2017 to 10 Jan 2018)
• Daniel Sebastian Gibson

  IRN DSG01071

  • CF2 Non Executive Director (AR) (9 Mar 2017 to 3 May 2019)
• Darrell Lee Hidson

  IRN DLH01112

  • CF1 Director (AR) (30 Apr 2015 to 14 Oct 2017)
• Ewan Magnus Murray

  IRN EMM01075

  • CF1 Director (AR) (24 Aug 2016 to 8 Jan 2024)
• George Edward Higginson

  IRN GEH01031

  • CF2 Non Executive Director (AR) (11 Feb 2017 to 31 May 2018)
• George Edward Lloyd-Roberts

  IRN GEL01007

  • CF2 Non Executive Director (AR) (10 Mar 2017 to 10 Jan 2018)
• Neil Howard Freeman

  IRN NHF01020

  • CF1 Director (AR) (15 Feb 2017 to 10 Jan 2018)

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No changes recorded yet.