Michael Warren

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saga Services Limited

    FRN 311557

    • SMF2 Chief Finance (since 31 Oct 2025)
  • Bspoke Underwriting Ltd (no longer approved here)

    FRN 310101

    • Director of firm who is not a certification employee or a SMF manager (18 Jun 2020 to 1 Feb 2022)
    • Responsible for Insurance Mediation (22 May 2012 to 1 Nov 2012)
    • CF1 Director (AR) (21 Nov 2011 to 1 Nov 2013)
    • CF3 Chief Executive (3 Apr 2009 to 1 Nov 2012)
    • CF1 Director (13 Feb 2009 to 1 Nov 2013)
    • CF28 Systems and controls (13 Feb 2009 to 1 Nov 2013)
  • DAVIES MGA SERVICES LIMITED (no longer approved here)

    FRN 597301

    • CF2 Non Executive Director (AR) (29 May 2019 to 30 Jun 2022)
  • UK Comparison Services Ltd (no longer approved here)

    FRN 567745

    • Employed By (21 Nov 2011 to 1 Nov 2013)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • CF14 Risk Assessment (13 Oct 2006 to 30 Sep 2007)
    • CF1 Director (AR) (14 Jan 2005 to 29 Sep 2006)
    • CF10 Compliance Oversight (3 Sep 2004 to 7 Apr 2005)
    • CF1 Director (29 Sep 2003 to 29 Sep 2006)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF10 Compliance Oversight (17 Aug 2006 to 30 Sep 2007)
    • CF11 Money Laundering Reporting (17 Aug 2006 to 30 Sep 2007)
    • CF14 Risk Assessment (17 Aug 2006 to 30 Sep 2007)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF14 Risk Assessment (17 Aug 2006 to 30 Sep 2007)
    • CF11 Money Laundering Reporting (17 Aug 2006 to 30 Sep 2007)
    • CF10 Compliance Oversight (17 Aug 2006 to 30 Sep 2007)
  • STAMS Ltd (no longer approved here)

    FRN 409098

    • (9)Employed By (14 Jan 2005 to 29 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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