Date authorised
2 October 2013
Companies House
07834776
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor 20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442077430900
  • Complaints Contact

    5th Floor 20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442077430900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Warren

    IRN MIW01011

    • CF2 Non Executive Director (AR) (29 May 2019 to 30 Jun 2022)
  • Michele Mavis Turmore

    IRN MXT01483

    • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2020)
  • Mohammed Tahir Farooqui

    IRN MTF01036

    • CF3 Chief Executive (AR) (25 Nov 2016 to 22 Oct 2020)
  • Naomi Louise Collins

    IRN NXC00071

    • CF4 Partner (AR) (9 Dec 2020 to 22 Jan 2025)
  • Naoshir Burjor Vachha

    IRN NBV01002

    • CF2 Non Executive Director (AR) (22 Jan 2019 to 17 Sep 2019)
  • Navaid Ghazi Farooq

    IRN NGF01017

    • CF1 Director (AR) (25 Feb 2016 to 24 Mar 2020)
    • CF3 Chief Executive (AR) (25 Feb 2016 to 24 Mar 2020)
  • Neil Crispin Lyndon Prior

    IRN NCP01045

    • CF1 Director (AR) (6 Mar 2015 to 16 Dec 2020)
    • CF3 Chief Executive (AR) (6 Mar 2015 to 16 Dec 2020)
  • Neil Howard Freeman

    IRN NHF01020

    • CF1 Director (AR) (22 Jan 2014 to 19 Jun 2015)
  • Neil Joe Minnich

    IRN NJM01223

    • CF2 Non Executive Director (AR) (14 Jul 2017 to 1 Oct 2017)
  • Neil William Carnaffan

    IRN NWC01024

    • SMF3 Executive Director (9 Dec 2019 to 17 Nov 2022)
    • CF2 Non Executive Director (AR) (29 Jul 2014 to 24 Jan 2024)
    • CF1 Director (2 Oct 2013 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.