Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Romanos

  IRN MXR00337

  • [FCA CF] Manager of certification employee (15 May 2023 to 31 Dec 2025)
  • [FCA CF] Client dealing (17 Feb 2020 to 31 Dec 2025)
• Michael Squire Holmes

  IRN MSH01095

  • CF28 Systems and controls (15 Oct 2008 to 1 Dec 2009)
• Michael Thornton

  IRN MXT00401

  • SMF3 Executive Director (since 24 Aug 2022)
• Michael Valery Claude Mariaz

  IRN MXM02333

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (12 May 2014 to 3 Dec 2019)
  • CF30 Customer (13 Aug 2009 to 8 Dec 2019)
• Michael Wheeler

  IRN MXW01757

  • CF2 Non Executive Director (21 Aug 2007 to 1 May 2009)
• Michael Wieczorek

  IRN MXW01920

  • [FCA CF] Client dealing (5 Sep 2022 to 22 Oct 2025)
  • [FCA CF] Manager of certification employee (5 Sep 2022 to 22 Oct 2025)
• Michael Wilcox

  IRN MJW01478

  • CF23 Corporate Finance Adviser (29 May 2007 to 26 Sep 2007)
• Michelle Maria Le Merre

  IRN MML01032

  • CF30 Customer (1 Nov 2007 to 3 Oct 2016)
  • CF23 Corporate Finance Adviser (11 Feb 2005 to 31 Oct 2007)
• Muhammad Moosa

  IRN MXM00770

  • [FCA CF] Client dealing (3 Jan 2022 to 29 Nov 2024)
• Naiem Hussain

  IRN NXH01148

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 29 Jul 2003)

No changes recorded yet.